QUALITY COMPLIANCE AUDITS
We prepare Solicitors, Licensed Conveyancers and other providers of legal services can become accredited for The Law Society’s Lexcel, CQS, and WIQS as well as the LAA’s SQM and LawNet Quality Standard. In addition international standards ISO 9001, 14001 and 27001
Audit Compliance have a team of qualified assessors who can assist and advise your firm.
COMPLIANCE TRAINING AND SOLUTIONS
Audit Compliance provide a service that will assist COLP’s and COFAs to deal with the regulatory burden of compliance.
We provide support and guidance to Compliance and Practice Managers, COLP’s and COFAs in the following areas
- SRA Code of Conduct and Accounts Rules
- Development of risk and compliance plans
- Conducting File reviews
- Recording and Reporting to the SRA
- Complaints Handling and LeO
- Compliance with Lexcel, CQS and WIQS
- Continuing Competence through training and knowledge
MANUALS, POLICIES AND PROCEDURES
We have developed a comprehensive office procedures manual (OPM) which meets the requirements for the current SRA Code of Conduct AND the new SRA Standards and Regulations and SRA accounts rules, COLP and COFA responsibilities and all the major Quality standards, The Law Society’s Lexcel, CQS includes May 2019 CPMS and WIQS, LEAP BPS for Conveyancing, ISO 9001, SQM and LawNet. Download NEW OPM Flyer Details
Our OPM also has a complete set of forms and templates for both a new starter practice or already established practice who wish to demonstrate that compliance and Quality. Audit Compliance have a complete Office Procedures Manual that has been independently audited and meets the above standards.
We assist firms in making applications as a law firm and for ABS applications. Apart from saving many hours of work you can have the insurance that the OPM conforms with the above requirements.
|ACL Price List excl VAT
|Price excl VAT
|OPM or CQS
|2 to 10
|11 to 25
|26 to 50
For CQS CPMS from May 2019 we have prepared a supplement of policies and procedures covering additional items SDLT, Cyber Security etc.
For AML and Risk Management download AML Risk Management Index
Price £250 or £21 per month ex VAT